0001477932-11-002861.txt : 20111227 0001477932-11-002861.hdr.sgml : 20111226 20111227154719 ACCESSION NUMBER: 0001477932-11-002861 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20111227 DATE AS OF CHANGE: 20111227 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOTTLIEB JAY CENTRAL INDEX KEY: 0001218021 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 27 MISTY BROOK LANE CITY: NEW FAIRFIELD STATE: CT ZIP: 06812 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIELOX INC CENTRAL INDEX KEY: 0001053676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 043351937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60729 FILM NUMBER: 111282247 BUSINESS ADDRESS: STREET 1: 170 EAST NINTH AVENUE CITY: RUNNEMEDE STATE: NJ ZIP: 08078 BUSINESS PHONE: 856-861-4579 MAIL ADDRESS: STREET 1: 170 EAST NINTH AVENUE CITY: RUNNEMEDE STATE: NJ ZIP: 08078 FORMER COMPANY: FORMER CONFORMED NAME: DYNABAZAAR INC DATE OF NAME CHANGE: 20030919 FORMER COMPANY: FORMER CONFORMED NAME: FAIRMARKET INC DATE OF NAME CHANGE: 19991209 SC 13G/A 1 sielox_sc13g.htm SC 13G/A sielox_sc13g.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 0 2 )*
 
Sielox Inc
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
82620E107
(CUSIP Number)
 
December 22, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o
Rule 13d-1(b)
 
x
Rule 13d-1(c)
 
o
Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
 CUSIP NO. 82620E107
   
 
1
NAME OF REPORTING PERSON:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Gottlieb Jay
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
 (a) o  (b) ¨
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
n/a
6
SHARED VOTING POWER
 
n/a
7
SOLE DISPOSITIVE POWER
 
n/a
8
SHARED DISPOSITIVE POWER
 
n/a
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
n/a
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
Less than 5%
12
TYPE OF REPORTING PERSON
 
IN
 
 
FOOTNOTES
 
 
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Item 1.

 
(a)
Name of Issuer
   
Sielox Inc

 
(b)
Address of Issuer’s Principal Executive Offices
   
170 East Ninth Ave.
Runnemede, NJ  08078

Item 2.

 
(a)
Name of Person Filing
   
Jay Gottlieb

 
(b)
Address of Principal Business Office or, if none, Residence
   
27 Misty Brook Lane
New Fairfield, CT  06812

 
(c)
Citizenship
   
USA

 
(d)
Title of Class of Securities
   
Common Stock

 
(e)
CUSIP Number
   
82620E107
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. o78c).

 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 
(h)
o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
 
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Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount beneficially owned: n/a

 
(b)
Percent of class:  Less than 5%

 
(c)
Number of shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote: n/a

 
(ii)
Shared power to vote or to direct the vote: n/a

 
(iii)
Sole power to dispose or to direct the disposition of: n/a

 
(iv)
Shared power to dispose or to direct the disposition of: n/a

Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x .
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Item 8.
Identification and Classification of Members of the Group
 
Item 9.
Notice of Dissolution of Group
 
Item 10.
Certification
   
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
4

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: December 27 , 201 1
By:
/s/ Jay Gottlieb
 
   
Name: Jay Gottelib
 
   
Title: 
 
 
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
 
 
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